Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
The comment period closed Aug 24, 2026.
The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (together, the "Commissions") request public comment on potential ways to draw clearer regulatory lines with respect to innovative products that may implicate both SEC and CFTC regulatory interests. The Commissions also request public comment on potential approaches to enable alternative compliance
Summary from the Federal Register.
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Full history
- Jun 24, 2026
Rule published
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
Commodity Futures Trading Commission
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From the Federal Register. This record was last updated Sep 24, 2026. About our data
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