Transfer Agent Rules
The comment period closed Nov 3, 2026.
The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to moderniz
Summary from the Federal Register.
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Full history
- Sep 4, 2026
Rule published
Transfer Agent Rules
Securities and Exchange Commission
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From the Federal Register. This record was last updated Nov 2, 2026. About our data
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