Investment Adviser Performance-Based Compensation Modernization
Public comments are open until Dec 7, 2026.
The Securities and Exchange Commission (the "Commission") is proposing to amend the rule under the Investment Advisers Act of 1940 that provides an exemption from the statutory prohibition on registered investment advisers receiving compensation on the basis of a share of capital gains in or capital appreciation of an advisory client's account. Specifically, the proposed amendments would expand th
Summary from the Federal Register.
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What this means
You can send the agency a comment until Dec 7, 2026.
This record has no comment link. The Federal Register notice explains how to comment.
Full history
- Oct 6, 2026
Rule published
Investment Adviser Performance-Based Compensation Modernization
Securities and Exchange Commission
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From the Federal Register. This record was last updated Nov 3, 2026. About our data
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