Investment Company Cross Trading
Public comments are open until Dec 14, 2026.
The Securities and Exchange Commission (the "Commission") is proposing to amend the rule under the Investment Company Act of 1940 (the "Investment Company Act") that permits securities transactions between a registered investment company and certain affiliates (referred to as "cross trades"), subject to conditions. The proposed amendments are designed to expand the scope of securities that are eli
Summary from the Federal Register.
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What this means
You can send the agency a comment until Dec 14, 2026.
This record has no comment link. The Federal Register notice explains how to comment.
Full history
- Oct 15, 2026
Rule published
Investment Company Cross Trading
Securities and Exchange Commission
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From the Federal Register. This record was last updated Nov 6, 2026. About our data
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